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Module 3: Identifying, Assessing and Enhancing Skills Needed to Implement ASFA

Time
Approximately 2 hours

Rationale
The development of the Statewide Automated Child Welfare Information System (SACWIS), Adoption and Foster Care Analysis and Reporting System (AFCARS) and National Child Abuse and Neglect Data System (NCANDS) data systems combined with the implementation of the Adoption and Safe Families Act (ASFA), creates a cluster of emerging skills related to management, supervision and use of data that need to be identified, defined and incorporated into the skill set of child welfare managers and supervisors. Collaboration, problem-solving/decision-making, team leadership, organizational leadership, program administration, casework supervision and information management are among the core skills needed by child welfare managers and supervisors. The implementation of ASFA requires child welfare managers and supervisors to continuously review, improve and model the core skills to workers and colleagues within the agency, as well as to children and families.

Learning Objectives
When this module is complete, participants should be able to:

  • Describe how ASFA promotes the elements of 'good' child welfare practice
  • Describe how the elements of 'good' practice are linked to ASFA/agency, outcomes or indicators as well as the individual's job
  • Implement some ways to help workers better understand his/her role in achieving outcomes for children, youth and families
  • Understand the skills needed to implement ASFA, assess his/her proficiency in those skills and apply them in the job

Activities

  • Exercise: Explore the supervisory role in promoting ASFA practice and compliance with staff and how key managerial and supervisory responsibilities support (agency goals, or) the goals of safety, permanency and well-being. (45 minutes)
  • Optional Exercise: Show the videotape, "Multiple Transitions: A Young Child's Point of View on Foster Care and Adoption" (40 minutes) and discuss.
  • Exercise: Identify which skills needed to implement ASFA he/she possesses and determine which are strong and which need improvement (15 minutes)
  • Exercise: Using real-life scenarios, demonstrate how to use modeling and other methods to improve and reinforce ASFA implementation skills with workers, colleagues, children and families (40 minutes)
  • Exercise: Share most helpful practices for communicating outcomes to his/her unit and for reinforcing the worker's role in achieving outcomes for children and families. (20 minutes)

Sample Materials

  • Supervisory Accountability in 'Good Practice' (Section II.3.1)
  • Assessment of Core Competencies (Section II.3.2)
  • Scenarios (Section II.3.3)
  • Scenario Questions (Section II.3.4)
  • Scenarios Trainer's Version (Section II.3.5)

Advance Preparation

Make sure the flipchart, markers, newsprint, overheads, and overhead projector are in the room.

If the videotape is to be used make sure that the TV/VCR equipment is available and that the videotape, "Multiple Transitions: A Young child's Point of View on Foster Care and Adoption" is prepared and ready to play.

If agency or state goals or outcomes are to be used as a basis for discussion, have them available as handouts and/or overheads.

Review and revise as needed the scenarios and trainer's version of the scenarios. You may want to develop new scenarios that reinforce your agency’s priority issues.

Bibliography and Suggested Reading

Austin, Michael J. (1981) Supervisory Management for the Human Services. Englewood Cliffs, NJ.: Prentice-Hall, Inc.

Bernotavicz, Freda D. and Bartley, Dolores. (September 1996) A Competency Model for Child Welfare Supervisors. Portland, ME: Center for Public Sector Innovation, Edmund S. Muskie School of Public Service, University of Southern Maine.

Kadushin, Alfred. (1992) Supervision in Social Work. 3rd Ed., New York, NY: Columbia University Press.

Trout, Michael. (1997) "Multiple Transitions: A Young Child's Point of View on Foster Care and Adoption" Champaign, IL: The Infant/Parent Institute. (Videotapes are available through: The Infant/Parent Institute, 328 North Neil St., Champaign, IL. 61820. Telephone: (217) 352-4060)

U.S. Department of Health and Human Services. (2000) Rethinking Child Welfare Practice Under the Adoption and Safe Families Act of 1997: A Resource Guide. Washington, D.C.: U.S. Government Printing Office.

Trainer's Instructions

1. Introduce the module by presenting the rationale and the objectives. Refer to the ‘Theme’ flipchart and highlight the theme covered in this module: supporting practice that strengthens families, assures child and youth safety, permanency and well-being, matches individualized needs with services and promotes self-sufficiency.

2. Begin the discussion using the following as a guide:

In the last module, we discussed the requirements of ASFA and how ASFA supports ‘good practice’. We also specifically applied ASFA and the Federal Final Rule to a case scenario to better understand their impact on case practice. We also discussed how ASFA has resulted in a shift in child welfare to using outcome based management techniques to measure success. In this module we will look at the elements of child welfare practice that make up a supervisor's job, especially since the passage of ASFA, identify the tasks supervisors and managers perform, discuss how these tasks are linked to ASFA/agency outcomes and indicators, reflect on the skills needed to perform the job, explore some ways supervisors and managers can help workers better understand his/her role in achieving outcomes for children and families and get some practice in using these skills.

3. Introduce the first activity by saying:

Since the passage of ASFA supervisors and managers are trying do their jobs in a way that results in a better quality of life for children and families. As supervisors or managers you may think that the implementation of ASFA has not made much difference in the way that you do your job. After all, even before ASFA safety, permanency and well being were issues that you thought about in connection with practice. Child welfare practice still requires that supervisors and managers do the same kinds of things - managing, decision making, and overseeing casework for example. However dealing with the accelerated timeframes set by ASFA and using data to measure success in reaching outcomes that affect supervision, allocating resources and monitoring services, has caused some changes in the way supervisors and managers do business. As a first step in examining these changes, let's look at the tasks that supervisors and managers perform. Refer to Overhead Section II.3.1. This is a list taken from the publication "Rethinking Child Welfare Practice Under The Adoption and Safe Families Act of 1997" by the U.S. Department of Health and Human Services, Administration for Children and Families, Children's Bureau, in November of 2000. The authors describe the listing this way: "'Good' child welfare practice suggests that supervisors should be accountable for:" …followed by the list of tasks. I think you will all agree that these are supervisory tasks that have remained constant across time and that they make up a list of good practices in child welfare practice. Please take a few minutes to look over the list.

4. Move into the group activity by saying:

We are now going to take a closer look at what your supervisory role is in promoting ASFA practice and compliance with your staff within your regular job tasks.

For example, let’s look at #11 of the Handout, Supervisory Accountability in ‘Good Practice’. The job task is “Assisting workers in collaborating with community agencies in order to help meet the family’s needs”. Ask how this task is related to ASFA. (Collaboration is needed to meet timelines, deliver services promptly, etc.) Ask, "As a supervisor how do you achieve this job task? What do you do and how do you do it?"

5. Write the larger group’s responses on a flipchart. At the top of the flipchart record the number of the job task from the handout, key words within the statement, and the responses the group generates. Expect responses such as: developing Coordinated Service Teams, developing purchase of service contracts with community agencies and discussing supervisor to supervisor how to better collaborate to meet the family’s needs.

6. Have the group break into small groups. Assign the job tasks from handout Section II. 3.1 equally among the groups. Tell them that they are to discuss how each task is related to ASFA goals or outcomes (or agency or state goals or outcomes) and what do they do as managers or supervisors to help their team to complete these tasks successfully. As in the large group discussion, they are to discuss what they, as supervisors or managers, would do and how they would do it. As the group to assign a reporter who will take notes. Give the group 15 minutes for this exercise.

7. Bring the larger group back together after 15 minutes. Ask each group to report out on one job task that they discussed within their group. Record on the flipchart the job task each group reports on, with each task on a separate piece of flipchart paper. Process the responses with the group then post the flipcharts throughout the room. Summarize this exercise by stating that:

The purpose of the exercise was to consider all of the job tasks that we perform as supervisors and managers and to generate discussion and thought around what you to promote ASFA practice and compliance with your staff. While our job tasks have remained similar over time, the implementation of ASFA has begun to change the focus of the task.

Successful implementation of ASFA depends largely on the ability of child welfare supervisors and managers to understand and therefore incorporate the changes it requires into their daily routine, child welfare practice and the work of those they supervise. For example, they must ensure that workers strive to reduce the time children stay in foster care through casework activities such as intensive family involvement in case planning, front leading services and considering permanency from the first contact with the child.

From our discussion you can see that implementation of ASFA, with its emphasis on safety, permanency and well being, has affected the way in which almost all the tasks and roles of the child welfare supervisor are performed. Yet the job of the child welfare supervisor and manager still consists of work such as planning and delegating, monitoring, reviewing, evaluating, coordinating and communicating. Although the supervisor and manager's job may include the same tasks and roles as before ASFA, the approach to the work may have changed. Now to meet the goals of safety, permanency and well being, supervisors must make sure that clients needs are assessed quickly and that individualized services are available and delivered promptly. Supervisors and managers must use data and reports to monitor the unit's activities within the larger frame of the agency's goals. The result is that certain tasks are emphasized in implementing ASFA and some new ones, especially in the area of data use, have been added.

8. If you are using the video, "Multiple Transitions: A Young Child's Point of View on Foster Care and Adoption", introduce it by saying:

Many times when we think of the Adoption and Safe Families Act, we think of it as something else we need to comply with, just more work. This training is a reminder that ASFA is really about what is good for children and families and good social work practice. I am going to play a video for you that was developed by the Infant/Parent Institute in Champaign, Illinois. We are going to view the video and then discuss it.
Play the video (17 minutes).

9. Begin a debrief on the video by asking two questions of the large group:

(1) What was your reaction to the video?
(2) How do the ASFA themes relate to this video?

Look for the participant’s comments on themes to include examples such as (a) permanence as illustrated by 100 other mothers, (b) safety in placement as illustrated by the child's example of being beaten by a foster sibling and having his penis pulled hard in the middle of the night by the foster sibling, and (c) many broad well-being issues having to do with child emotions (profound loss and trust issues) and behaviors. The video also highlights the challenges to adoptive parents and workers (for example, "How could you expect me to be sweet and adorable?")
Summarize by saying:

ASFA is about more than legislative mandates and compliance issues. It is about what is good for children and families. It is about good social work practice.

10. Move into a discussion of skills using the following as a guide:

We’ve been talking about ‘what’ the job of child welfare supervisors and managers is and looking how those jobs support ASFA. Now we’re going to reflect on the skills needed to do this job. Earlier today, we practiced the skill of planning; tomorrow we will focus on collaboration and using data to enhance decision making, which are key skills for managers and supervisors. These skills, combined with more general supervisory and managerial skills, are fundamental to effective child welfare practice. It is useful every once and a while to reflect on your professional skills and honestly assess how effective you believe your skill set is. We're going to do that now by taking a few minutes to complete the Assessment of Core Competencies. This skill assessment is designed to be helpful to you during this training, when you go back to the office to implement what was learned here and as you think about your future training needs.

11. Distribute the Assessment of Core Competencies (Section II.3.2) and ask each person to take 10 minutes to fill it out. After 10 minutes ask each person to reflect on the assessment during this training and share it with his/her supervisor/mangers

12. Begin the next activity.

Now let's turn our attention to the role that supervisors and managers can play in teaching, reinforcing and emphasizing the skills that make up practice. Most of you are in a position that requires you to teach, and reinforce ASFA implementation skills to others -- your staff, providers, colleagues, children and families. It is especially important that these people understand the outcomes that are involved in the work they do, and how these outcomes relate to the larger agency goals. These activities, of course, are the same ones that we have been discussing as the elements of practice for which supervisors are accountable under ASFA. Let's look at some of the methods you use to convey this information to others.

13. Divide the group into small groups. Referring to Overhead Section II.3.3, assign each group one a scenario. Show Overhead or Handout Section II. 3.4. Ask each group to analyze its scenario by answering the questions on handout Section II.3.4. After 15 minutes, ask each group to summarize the scenario and report the answers. Process with the group.

14. Continue with the next exercise.

As we continue to rethink the role of the supervisor under ASFA, lets look again at 'Good' Child Welfare Supervisory Practice, Section II.3.1. The first of the key responsibilities is "Communicating the importance of safety, permanency, and well-being for children and, therefore, ensuring that caseworkers focus on these outcome". There are many ways to reinforce ASFA material. Let's take a few minutes to think of the most helpful practice for sharing outcomes with the people you supervise to reinforce the worker's role in achieving outcomes for children and families. What techniques and approaches have you used with your unit that has helped the workers implement stronger child welfare practice?

15. Divide the group into small groups and ask each group to list a few techniques that supervisors and managers could use to help staff reinforce the worker's role in achieving outcomes for children and families. Have one person record. After 10 minutes, have each group report and record their responses on the flipchart. Process the responses with the group.

16. Ask for any questions and introduce the next module by saying:

In this module we have been discussing the effects that the implementation of ASFA has had on the job of the child welfare supervisor and manager. In Module Four, Connecting the Pieces Through Collaboration, we will look at the network of people, programs, agencies and services that are involved in the delivery of services to children and the collaboration necessary to bring them together.


 
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<< Module 2

Module 4 >>

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

This video can be used as an alternative way to begin the module. It is a different way of approaching the role of the child welfare supervisor and manager and how the implementation of ASFA relates to good social work practice.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The trainer needs to be prepared for the emotional reaction any participants may have to this video. These feelings may include sadness, anger, and a profound sense of guilt for past practice in the field.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

For this exercise, the trainer may want to have each scenario and the set of questions mounted on separate sheet. Give each group one scenario to analyze and a copy of the questions.

 

 

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Section II.3.1

Supervisory Accountability in 'Good Practice'

‘Good’ child welfare practice suggests that supervisors should be accountable for:

1. Communicating the importance of safety, permanency and well-being for children thereby ensuring that caseworkers focus on these outcomes.

2. Communicating to workers the need to use the legal authority of the agency judiciously when working with families.

3. Using coaching, modeling and in-services training to help workers develop proficiencies.

4. Communicating performance expectations in behavioral and measurable terms.

5. Assessing workers' attitudes, needs, behaviors and cultural backgrounds.

6. Using regular supervisory conferences to provide feedback and corrective action when needed.

7. Discussing with workers ways of facilitating the family's inclusion in the process.

8. Helping workers assess training needs and arranging for appropriate training experiences.

9. Helping workers analyze data gathered during the assessment process, set priorities and keep their cases on track through continual review/updates of safety and case plans.

10. Assisting workers in developing creative, innovative practices to meet child and family needs.

11. Assisting workers in collaborating with community agencies in order to help meet the family’s needs.

12. Rigorously enforcing the reunification time frame

13. Establishing incentives for rewarding excellency in performance.

14. Carefully scrutinizing every case recommended for long-term care to be sure that adoption or guardianship is not possible.

15. Assisting workers in convening and preparing for family meetings and multidisciplinary staffing.

16. Helping workers understand what constitutes reasonable efforts within the timelines established by a child's developmental needs and ASFA requirements.

17. Determining the frequency of case plan monitoring, according to the information above.

18. Helping workers identify and remove systemic barriers to providing accessible services that would enable families to meet their case goals.

19. Translating workers' case management efforts into agency goals and outcomes.

20. Using good practice standards to evaluate the performance of workers.

21. Assisting workers in monitoring and evaluating their own practice.

22. Using collective data from the unit to gain a sense of how the unit is performing and designing strategies to enhance effectiveness.

23. Discussing situations in which timelines may be detrimental to the best interest of the child.

24. Ensuring that case closure occurs as appropriate.

25. Conducting cross-case and within-caseload comparisons to increase knowledge of criteria that units use for closure.

26. Preparing staff for court.

27. Assisting workers in understanding how ASFA applies to their work under the Indian Child Welfare Act.

Source: "Rethinking Child Welfare Practice Under the Adoption and Safe Families Act of 1997" by the U.S. Department of Health and Human Services, Administration for Children and Families, Children's Bureau, November 2000. Modified for training purposes.

 


Section II.3.2

Assessment of Core Competencies

Please indicate your ability to use these skills in your job.
1= none 2 = need substantial assistance 3 = need minimal assistance
4 = able to perform unaided 5 = proficient

Skill Rating
3.00 Team Leadership  
3.01 Has the ability to plan the job to be done and the expectations of how it should be completed, including vision, program design, managing people and information, modeling and mentoring, and policy development and interpretation.  
3.02 Engages with others in team process to solve problems.  
3.03 Shows ability to communicate a clear vision, motivation and commitment to the safety and well-being of children.  
3.04 Understands the concepts of team development, facilitation of effective meetings, and conflict management.  
4.00 Organizational Leadership  
4.01 Demonstrates understanding of ASFA and other current issues that affect the organization.  
4.02 Understands negotiation. Attains one’s ends without the overt use of power or authority, communicating data, arguments, or positions in a manner that produces agreement with one who is in conflict or disagreement. Securing agreements and understanding when dealing with stakeholders, courts, families, etc. so that cases can be processed quickly and efficiently.  
5.00 Program Administration  
5.01 Demonstrates a general knowledge of the concepts of strategic, operational and long-range planning, including an understanding of how to use logic models in planning.  
5.02 Demonstrates knowledge of the mission of the agency and its role in the child and family service system.  
5.03 Understands and clarifies role and responsibilities of participants in the child welfare system, especially since the implementation of ASFA.  
5.04 Has the ability to take the lead in the development of a continuum of client-centered services, which maintain the integrity of the family and meet the goals of permanency, safety and well being.  
5.05 Demonstrates an understanding of the principles of outcome based management and how they apply to agency, unit, and personnel planning.  
5.06 Has the ability to use, evaluate, recommend and advocate for changes in agency infrastructure and administrative systems that support front-line staff.  
6.00 Casework Supervision  
6.01 Knows and can apply relevant federal and state statutes, rules, policies, procedures and current practice related to casework.  
6.02 Demonstrates ability to effectively manage case assignments, case coverage, and service delivery to clients via direct caseworker supervision.  
6.03 Knows, can model and teach necessary elements of assessment, decision-making, case planning and case process to staff.  
7.00 Information Management  
7.01 Knowledge of the data, its location and organization in the current system and its potential for providing information.  
7.02 Demonstrates the ability to utilize information in supervisory and managerial practice, including assessing and monitoring client outcomes, productivity and resource acquisition.  
7.03 Demonstrates how to critically view reports and determine if they are useful as a supervisory or management tool.  

For competency areas requiring assistance, indicate the type of assistance and support you need

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Section II.3.3

Scenarios


Scenario 1: Late Case Plans
You are the supervisor or you manage the casework supervisor in a children's services unit. Your manager has just told you that 15% of the case plans in this unit are past due. You decide that you need to address the issue with the workers and put the subject on a unit meeting agenda.

Scenario 2: Workers Unprepared for Court
You manage the casework supervisor or are a casework supervisor in the children's services unit. One of the judges in the juvenile court has just called you to tell you that the workers in your unit are submitting incomplete court reports on the day of the hearing. You discuss the issue in a unit meeting.

Scenario 3: Worker Having Difficulty Working with a Family
You are a case work supervisor in a children's services unit. In a regular supervisory meeting, one of your caseworkers says that she 'just hates dealing with the Adams family'. The two boys, ages 9 and 11, are in foster care. The foster parents are having difficulty dealing with them. The 11 year old has been repeatedly caught shop lifting. The foster family is having difficulty finding services for the 9 year old with special needs; he is a discipline problem at school. The children's mother is mildly mentally handicapped and has a substance abuse problem. She has been scheduled for treatment but keeps missing appointments. Her live-in boy friend also has a substance abuse problem. The children have been in foster care for 10 months. The worker is very depressed about the family. She would like to reconcile the family but there seems to be no progress in that direction. Finding an adoptive home for the children would be difficult.

Scenario 4: Fatality in a Foster Home
You are a regional manager in a public child welfare agency. Recently a child in care died. The foster mother is accused of causing the child's death by using unacceptable disciplinary methods. The child was video taped a few months before her death saying that her foster mother "hurt" her. As a result the Legislature's Health and Human Services Committee has held hearings regarding the state's child protective system. Testimony included comments such as: 'the agency doesn't check on foster homes regularly, caseworkers don't meet with children in care when they are supposed to' and 'the state does not work hard enough to keep families together'. The legislature wants a complete report.

Scenario 5: No TPR Petition Filed at 18 Months of Placement
You are the ongoing supervisor in a children’s services unit. In reviewing the permanency plan review summary (report) that was prepared for the Administrative Review next week, you learn that a six-year old child has been in foster care for the last 18 consecutive months. When you review the child’s file, you learn that there has been no Termination of Parental Rights (TPR) Petition filed nor documentation of an exception to the filing requirement completed. In a discussion at the weekly unit meeting later that day, you learn from the workers in your unit that most of the cases where children have been in care for at least 15 months have no TPR petition filed or documentation of the exception to the filing requirement completed.

Scenario 6: Native American Children Placed in Non-Indian Homes
You are the supervisor of the Access Unit. The supervisor of the ongoing unit comes to you. She says that in the last six months your unit has passed on for assignment to her unit four cases where Native American children were placed in out-of-home care. She goes on to explain that upon receiving these cases for assignment, the ongoing worker was not aware that the children were Native American. In completing the family assessment and gathering more detailed information about the children and parents, her workers learned that the children who had been placed in these four cases were Native American. All of the children were placed in out-of-home care with non-Indian families, and it was documented nowhere that any of the children in these cases were Native American.

Scenario 7: Jan’s Story
Jan is the 35- year old mother of two sons, Chad (12) and Jason (8). The following series of events began eight months ago:

Based in part upon a mandatory report made by advocates at the battered women’s shelter where Jan and her sons were residing, the boys were removed from Jan’s care and placed in separate foster homes.

Jan had sought shelter after becoming alarmed by her new partner’s abusive behaviors. She and her children moved to Maine from Vermont at the urging of Jan’s partner, a long time acquaintance who only recently became a romantic partner. While at the shelter, Jan struggled to maintain control over her older son’s ‘acting out’ behaviors. She was alone, frustrated, and in a completely unknown environment. She visited her boyfriend while the children were at school. During one of these visits, Chad caused a disruption at school and when the Principal was unable to reach Jan at the shelter, the advocates were called to come pick the boy up. Back at the shelter, the child’s mother could not be located, and his behavior was ‘out of control’. The police and CPS were called.

The Department’s petition was based on the following concerns: Jan was in contact with the man who had abused her, Jan displayed behaviors and physical evidence found in her room pointed to a possible substance abuse issue, and a previous report indicated concerns about her unusual and ‘troubling’ physical and emotional bonds with her sons.

Jan fell into a deep depression after her sons were taken into custody. She was extremely angry and distrustful of the Department, refusing to cooperate with the caseworkers and to participate in the treatment options provided for her. She felt betrayed by the battered woman’s shelter, and refused to attend a support group for battered women, though this was strongly encouraged by the caseworker. Jan was not satisfied with the attorney assigned to represent her. She believed she had been wrongly accused of abusing her sons and failing to keep them safe.

Chad had ‘blown out’ of several foster homes in a short period of time, finally seeming to find some stability in a short- term treatment/residential facility. He has been a difficult child to work with and maintains that the Department has unfairly accused his mother of abuse.

Jason has remained in the same foster home the entire time he has been in care. He and his foster parents bonded easily and quickly. Supervised visitations between Jason and his mother have not gone well over the past months, resulting in several cancelled visits over the past months. The foster parents have indicated that they would be interested in adopting Jason if this were a possibility.

Regarding the known information about Jan currently:

  • She was not found to be at risk for substance abuse. The evidence found in her room at the shelter was paraphernalia she had seen on the floor at the shelter and had picked up to show staff.
  • There was no further information to support the initial concerns about inappropriate behavior or bonding with her sons. Interviews with the boys revealed nothing alarming or excessive.
  • Jan continued to see her male friend, though their romantic relationship ceased after the boys were removed. Jan maintains that this man is her only real friend in this state, and she has no family or other support available. He has been a friend to her.
  • Jan agreed to work with a domestic abuse advocate who was able to work with her off-site of the domestic violence agency. This arrangement was beneficial and supportive. Jan agreed to participate in a support group for battered women whose children were in the Department’s custody.

The caseworker is considering a plan to place Chad with his mother on a trial basis, and to keep Jason in custody with his foster parents.


Section II.3.4

Scenario Questions


Answer the following questions:


1. Considered in terms of ASFA requirements, what practice issues are involved?


2. What skills do you need to model or reinforce?


3. With what other individuals, groups or agencies do you need to collaborate to solve this problem?


4. When picking a team to address issues, what skills do you look for in your team members?


5. What are your expected results?


Section II.3.5

Scenarios
Trainer's Version

Scenario 1: Past Due Case Plans

You are the supervisor or you manage the casework supervisor in a children's services unit. Your manager has just told you that 15% of the case plans in this unit are past due. You decide that you need to address the issue with the workers and put the subject on a unit meeting agenda.

1. In terms of ASFA requirements, what practice issues are involved?
Timelines, safety, permanency, assessment of skills, training

2. What skills do you need to model or reinforce?
Communicating expectations in measurable terms, using data, problem solving, team leadership, casework supervision, assess training needs, arrange for appropriate training

3. What other individuals, groups or agencies do you need to collaborate to solve this problem?
Need to make sure the workers contact the appropriate service providers quickly, and that they understand they must provide services as quickly as possible. Need to work with the family to ensure that they know what is expected of them and how soon; need to keep up-to-date with court requirements.

4. When picking the team to address the issues, what skills do you look for in team members?
Need to communicate the problem to all members of the team. Determine what kind of assistance they need to bring case plans up-to-date.

5. What are your expected results?
All caseplans will be completed within 60 days of case assignment.

Scenario 2: Workers Unprepared for Court Hearings

You are a casework supervisor or you manage the casework supervisor in the children's services unit. One of the judges in the juvenile court has just called you to tell you that workers in your unit are submitting incomplete court reports on the day of the hearing.. You discuss the issue in a unit meeting.

1. In terms of ASFA requirements, what practice issues are involved?
Timeliness, safety, permanency, well being, assessment of skills, training

2. What skills do you need to model or reinforce?
Team leadership, collaboration, supportive supervision, assessing worker needs, addressing training needs, communicating importance of safety, permanency and well being.

3. What other individuals, groups or agencies do you need to collaborate to solve this problem?
Need to collaborate with court personnel regarding the expectations for submission of reports; with agency attorney to discuss training that might be needed; with workers to determine what the barriers are and to decide what training is needed and how it should be delivered.

4. When picking the team to address the issues, what skills do you look for in team members?
Legal knowledge, training skills

5. What are your expected results?
All workers will submit complete court reports 5 days prior to the scheduled hearing.

Scenario 3: Worker having Difficulty Working with a Family

You are a case work supervisor in a children's services unit. In a regular supervisory meeting, one of your caseworkers says that she 'just hates dealing with the Adams family'. The two boys, ages 9 and 11, are in foster care. The foster parents are having difficulty dealing with them. The 11 year old has been repeatedly caught shop lifting. The foster family is having difficulty finding services for the 9 year old who has special needs; he is a discipline problem at school. The children's mother is mildly mentally handicapped and has a substance abuse problem. She has been scheduled for treatment but keeps missing appointments. Her live-in boy friend also has a substance abuse problem. The children have been in foster care for 10 months. The worker is very depressed about the family. She would like to reconcile the family but there seems to be no progress in that direction. Finding an adoptive home for the children would be difficult.

1. In terms of ASFA requirements, what practice issues are involved?
Timeliness, permanency, TPR, reasonable efforts, family's right to be heard, concurrent planning

2. What skills do you need to model or reinforce?
Communication, collaboration, organizational ability, judgement, casework supervision, supportive supervision, enforcing reunification time frames.

3. With what other individuals, groups or agencies do you need to collaborate to solve this problem?
Foster parents and bio parents, service providers for bio Mom (substance abuse), school personnel, service providers for 9 year old; adoption workers, juvenile justice personnel.

4. When picking the team to address the issues, what skills do you look for in team members?
Special needs providers for Mom and children, court personnel, foster parents, adoption specialists.

5. What are your expected results?
Work to find an adoptive home for children, while at the same time doing all that is possible for bio-Mom to address her problems so children can be returned home. The worker will work with the family in an objective manner

Scenario 4: Fatality in a Foster Home

You are a regional manager in a public child welfare agency. Recently a child in foster care died. The foster mother is accused of causing the child's death by using unacceptable disciplinary methods. The child was video taped a few months before her death saying that her foster mother 'hurt' her. As a result the Legislature's Health and Human Services Committee has held hearings regarding the state's child protective system. Testimony included comments such as: ..'the agency doesn't check on foster homes regularly, caseworkers don't meet with children in care when they are supposed to' and 'the state does not work hard enough to keep families together'. The legislature wants a complete report.

1. In terms of ASFA requirements, what practice issues are involved?
Safety, permanency, abuse and neglect in foster care

2. What skills do you need to model or reinforce?
Casework supervision, problem solving, judgment, using data to monitor performance, knowledge of law

3. With what other individuals, groups or agencies do you need to collaborate to solve this problem?
Legal staff, managers, supervisors, caseworkers, foster parents, bio parents

4. When picking the team to address the issues, what skills do you look for in team members?
Problem solving, data analysis skills, knowledge of foster care system

5. What are your expected results?
Problems regarding foster care placements are analyzed and improved. Increased home visits. Rapid follow-up of the child's comment on being 'hurt'. Legislative questions are answered.

Scenario 5: No TPR Petition Filed at 18 Months of Placement

You are the ongoing supervisor in a children’s services unit. In reviewing the permanency plan review summary (report) that was prepared for the Administrative Review next week, you learn that a six-year old child has been in foster care for the last 18 consecutive months. When you review the child’s file, you learn that there has been no Termination of Parental Rights (TPR) Petition filed nor documentation of an exception to the filing requirement completed. In a discussion at the weekly unit meeting later that day, you learn from the workers in your unit that most of the cases where children have been in care for at least 15 months have no TPR petition filed or documentation of the exception to the filing requirement completed.

1. In terms of ASFA requirements, what practice issues are involved?
Permanency, timelines, knowledge of ASFA requirements

2. What skills do you need to model or reinforce?
Knowledge of the law, communicating expectations in measurable terms, casework supervision, assessing training needs, arrange for appropriate training, using data to monitor casework.

3. With what other individuals, groups or agencies do you need to collaborate to solve this problem?
Legal staff, court personnel, trainers

4. When picking the team to address the issues, what skills do you look for in team members?
Knowledge of ASFA requirements, training skills, legal knowledge, communication skills.

5. What are your expected results?
The TPR petition or documentation of the exception to the filing requirement is completed no later than the 15th month after removal in all cases.

Scenario 6: Native American Children Placed in Non-Indian Homes

You are the supervisor of the Access Unit. The supervisor of the ongoing unit comes to you. She says that in the last six months your unit has passed on for assignment to her unit four cases where Native American children were placed in out-of-home care. She goes on to explain that upon receiving these cases for assignment, the ongoing worker was not aware that the children were Native American. In completing the family assessment and gathering more detailed information about the children and parents, her workers learned that the children who had been placed in these four cases were Native American. All of the children were placed in out-of-home care with non-Indian families, and it was documented nowhere that any of the children in these cases were Native American.

1. In terms of ASFA requirements, what practice issues are involved?
The issues and standards involved relate to the Indian Child Welfare Act (ICWA). Workers should be familiar with its requirements.

2. What skills do you need to model or reinforce?
Collaboration, knowledge of both ASFA and ICWA requirements, assessing needs for training, delivering training.

3. With what other individuals, groups or agencies do you need to collaborate to solve this problem?
Tribal social workers, extended family members as defined by tribal standards.


4. When picking the team to address the issues, what skills do you look for in team members?
Knowledge of ASFA and ICWA requirements, collaboration, training skills.


5. What are your expected results?
All cases fully comply with the Indian Child Welfare Act.

Scenario 7: Jan’s Story

Jan is the 35- year old mother of two sons, Chad (12) and Jason (8). The following series of events began eight months ago:

Based in part upon a mandatory report made by advocates at the battered women’s shelter where Jan and her sons were residing, the boys were removed from Jan’s care and placed in separate foster homes.

Jan had sought shelter after becoming alarmed by her new partner’s abusive behaviors. She and her children moved to Maine from Vermont at the urging of Jan’s partner, a long time acquaintance who only recently became a romantic partner. While at the shelter, Jan struggled to maintain control over her older son’s ‘acting out’ behaviors. She was alone, frustrated, and in a completely unknown environment. She visited her boyfriend while the children were at school. During one of these visits, Chad caused a disruption at school and when the Principal was unable to reach Jan at the shelter, the advocates were called to come pick the boy up. Back at the shelter, the child’s mother could not be located, and his behavior was ‘out of control’. The police and CPS were called.

The Department’s petition was based on the following concerns: Jan was in contact with the man who had abused her, Jan displayed behaviors and physical evidence found in her room pointed to a possible substance abuse issue, and a previous report indicated concerns about her unusual and ‘troubling’ physical and emotional bonds with her sons.

Jan fell into a deep depression after her sons were taken into custody. She was extremely angry and distrustful of the Department, refusing to cooperate with the caseworkers and to participate in the treatment options provided for her. She felt betrayed by the battered woman’s shelter, and refused to attend a support group for battered women, though this was strongly encouraged by the caseworker. Jan was not satisfied with the attorney assigned to represent her. She believed she had been wrongly accused of abusing her sons and failing to keep them safe.

Chad had ‘blown out’ of several foster homes in a short period of time, finally seeming to find some stability in a short- term treatment/residential facility. He has been a difficult child to work with and maintains that the Department has unfairly accused his mother of abuse.

Jason has remained in the same foster home the entire time he has been in care. He and his foster parents bonded easily and quickly. Supervised visitations between Jason and his mother have not gone well over the past months, resulting in several cancelled visits over the past months. The foster parents have indicated that they would be interested in adopting Jason if this were a possibility.

Regarding the known information about Jan currently:

  • She was not found to be at risk for substance abuse. The evidence found in her room at the shelter was paraphernalia she had seen on the floor at the shelter and had picked up to show staff.
  • There was no further information to support the initial concerns about inappropriate behavior or bonding with her sons. Interviews with the boys revealed nothing alarming or excessive.
  • Jan continued to see her male friend, though their romantic relationship ceased after the boys were removed. Jan maintains that this man is her only real friend in this state, and she has no family or other support available. He has been a friend to her.
  • Jan agreed to work with a domestic abuse advocate who was able to work with her off-site of the domestic violence agency. This arrangement was beneficial and supportive. Jan agreed to participate in a support group for battered women whose children were in the Department’s custody.

You are a casework supervisor or you manage the casework supervisor and the caseworker is considering a plan to place Chad with his mother on a trial basis, and to keep Jason in custody with his foster parents.

1. Considered in terms of ASFA requirements, what practice issues are involved?
Family reunification, permanency

2. What skills do you need to model or reinforce?
Knowledge of DV issues, communicating expectations in clear and measurable terms, enforcing reunification time frames

3. With what other individuals, groups or agencies do you need to collaborate to solve this problem?
DV advocate, Jason's foster parents, school personnel,

4. When picking a team to address issues, what skills do you look for in your team members?
Communication, collaboration, secures agreements and understanding when dealing with families so that cases can be assessed and monitored quickly and efficiently

5. What are your expected results?
Jan will continue to participate in a support group for battered women whose children were in the Department’s custody, the family can be reunified.

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